MOS electronic article surveillance, RF and/or RF identification tag/device, and methods for making and using the same

ABSTRACT

A RF MOS- or nonlinear device-based surveillance identification tag, and methods for its manufacture and use. The tag includes an inductor, a capacitor plate coupled to the inductor, a dielectric film on the capacitor plate, a semiconductor component on the dielectric film, and a conductor providing electrical communication between the semiconductor component and the inductor. The method of manufacture includes depositing a semiconductor material/precursor on a dielectric film; forming a semiconductor component from the semiconductor material/precursor; forming a conductive structure at least partly on the semiconductor component; and etching the electrically functional substrate to form an inductor and/or a second capacitor plate. The method of use includes causing/inducing a current in the tag sufficient to generate detectable electromagnetic radiation; detecting the radiation; and selectively deactivating the tag. The present invention provides a low cost tag capable of operating at MHz frequencies and in frequency division and/or multiplication modes.

RELATED APPLICATIONS

This application is a continuation of U.S. patent application Ser. No.12/103,662, filed Apr. 15, 2008 now U.S. Pat. No. 8,164,423, which is acontinuation of U.S. patent application Ser. No. 11/594,046, filed Nov.6, 2006, now U.S. Pat. No. 7,387,260, which is a continuation of U.S.patent application Ser. No. 10/885,283, filed Jul. 8, 2004, now U.S.Pat. No. 7,152,804, which claims the benefit of U.S. ProvisionalApplication No. 60/553,674, filed Mar. 15, 2004, each of which isincorporated herein by reference in its entirety.

FIELD OF THE INVENTION

The present invention generally relates to the field of electronicarticle surveillance (EAS), radio frequency (RF) and/or RFidentification (RFID) tags and devices. More specifically, embodimentsof the present invention pertain to EAS, RF and/or RFID structures andmethods for their manufacturing and/or production.

DISCUSSION OF THE BACKGROUND

Conventional low cost RF EAS and multibit chipless ID tags arefundamentally limited by their linear nature. They are composed ofsimple passive inductors, capacitors and resistors that resonate at thereader output frequency when that output frequency matches the resonantfrequency of the tag. Tag detection is performed by detecting thedisturbance in the oscillating field caused by the presence of theresonating tag (which couples to the reader field by mutual inductance,as in two loosely coupled transformer coils, and causes a change in theimpedance of the tag detection circuit at the resonant frequency). Thismeans that the tag resonance signal and the reader output are at thesame frequency. Therefore, the detection efficiency and read range canbe limited by the signal to noise ratio of the small tag signal withrespect to the large reader signal. In some instances, these tags areread by pulsing the reader RF source, then listening for the ringing ofthe tag oscillator as the resonance decays.

Significant improvements in tag signal-to-noise, reduced error rates,and read range (the distance between a tag and reader) can occur throughfrequency dividing, multiplying, mixing or shifting in a tag. In thiscase, the reader puts out a central frequency that excites the tagcircuit, such as the nationally and internationally recognized,relatively high field strength but low bandwidth carrier signals at13.56 MHz. The tag then couples some of this energy into a frequencyaway from the central reader signal. The reader can then more easilyfilter out the large drive signal and more easily detect the differentfrequency “sideband” signal from the tag.

A direct way to get frequency shifts is to include a simple non-lineardevice into a simple LC circuit. Generally speaking, the introduction ofany nonlinear circuit element will lead to the generation of harmonicsof the carrier frequency and/or allow the resonant coupling of energyinto the tag at frequencies away from the carrier frequency (e.g., tagresonance=the carrier frequency for generation of higher harmonics ofthe carrier frequency, or for the generation of a subharmonic at halfthe carrier frequency, tag resonance=½ of the reader signal frequency).A nonlinear device also can allow for mixing multiple incident signalfrequencies to produce new spectral components or sidebands. Diodes havebeen used for these purposes, to produce RF and microwave shiftedspectrum frequency tags with enhanced signal-to-noise, read-range and/ora lower false alarm rate than linear capacitor based tags. However,prior to the availability of printed active electronic components, thecost of integrating discrete passive components has prevented nonlineartags from being used as low cost, disposable electronic articlesurveillance tags.

For a printed RF tag, the provision of a suitable substrate and/or aneffective inductor coil can be a dominant factor in determining the costof the tag. At 13.56 MHz and below, high Q inductors of a size <10 cm inlateral dimension (typically 50-100 μm thickness) require tens ofmicrons of metal. High Q is generally required to get (1) good couplingbetween the reader field and the transponder tag and (2) high readrange. Directly printing the nonlinear element on to a sheet or foil ofmetal can provide a cost effective way to provide an inductor, arelatively temperature resistant substrate, one electrode of thenonlinear device, and/or a source for the growth of the dielectricoxide.

As is known in the art, one can grow a dielectric film on a sheet ofaluminum using high throughput, low cost per unit area processes (seee.g., U.S. Pat. Appl. Publication No. 2002/0163434, the relevantportions of which are incorporated herein by reference). However, a needstill exists for low-cost or cost-effective integration of non-lineardevices onto EAS RF tags. The present invention concerns a structure andprocess for an RF resonant and harmonic, subharmonic, signal mixing orsideband generating tag, utilizing printing technology.

SUMMARY OF THE INVENTION

Embodiments of the present invention relate to a MOS EAS, non-linearEAS, RF and/or RFID tag, and methods for its manufacture and use. Thesurveillance and/or identification device generally comprises (a) aninductor, (b) a first capacitor plate electrically connected to theinductor, (c) a dielectric film on the first capacitor plate, (d) asemiconductor component on the dielectric film, and (e) a conductor onthe semiconductor component that provides electrical communicationbetween the semiconductor component and the inductor. The method ofmanufacture generally comprises the steps of (1) depositing asemiconductor material or semiconductor material precursor on adielectric film, the dielectric film being on an electrically functionalsubstrate; (2) forming a semiconductor component from the semiconductormaterial or semiconductor material precursor; (3) forming a conductivestructure at least partly on the semiconductor component, configured toprovide electrical communication between the semiconductor component andthe electrically functional substrate; and (4) etching, stamping,cutting or otherwise patterning the electrically functional substrate toform an inductor and/or a second capacitor plate capacitively coupled tothe semiconductor component under one or more predetermined conditions.The method of use generally comprises the steps of (i) causing orinducing a current in the present device sufficient for the device tobackscatter detectable electromagnetic radiation; (ii) detecting thedetectable electromagnetic radiation; and optionally, (iii) selectivelydeactivating the device.

The present invention advantageously provides a low cost EAS, RF and/orRFID tag capable of operating (A) in frequency division and/or frequencymultiplication modes, and/or (B) at a relatively high standard radiofrequency (e.g., 13.56 MHz). These and other advantages of the presentinvention will become readily apparent from the detailed description ofpreferred embodiments below.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 shows a cross-sectional view of an exemplary embodiment of thepresent tag/device.

FIGS. 2A and 2B show cross-sectional and top views, respectively, of aconventional metal sheet or foil substrate.

FIGS. 3A and 3B show cross-sectional and top views, respectively, of thealuminum sheet or foil substrate of FIGS. 2A-2B with a thin dielectricfilm on one surface.

FIGS. 4A and 4B show cross-sectional and top views, respectively, of thesubstrate of FIGS. 3A-3B with a first semiconductor component layerprinted on the anodized aluminum oxide film.

FIGS. 5A and 5B show cross-sectional and top views, respectively, of thesubstrate of FIGS. 4A-4B with a second semiconductor component layer onthe first semiconductor component layer.

FIGS. 6A and 6B show cross-sectional and top views, respectively, of thesubstrate of FIGS. 5A-5B with an interlayer dielectric thereon.

FIGS. 7A and 7B show cross-sectional and top views, respectively, of thesubstrate of FIGS. 6A-6B with a conductive structure thereon.

FIG. 8 shows a cross-sectional view of the substrate of FIGS. 7A-7B witha passivation layer thereon.

FIGS. 9A and 9B show cross-sectional and bottom views, respectively, ofthe structure of FIG. 8 with an inductor coil and capacitor plate etchedinto the conventional metal foil or sheet of FIGS. 2A-2B.

FIGS. 10A and 10B show cross-sectional and top views, respectively, ofan alternative embodiment of the present invention in which thesubstrate of FIGS. 3A-3B has an interlayer dielectric thereon.

FIGS. 11A and 11B show cross-sectional and top views, respectively, ofthe alternative embodiment of FIGS. 10A-10B with a semiconductorcomponent in a via in the interlayer dielectric.

FIGS. 12-13 are graphs depicting the breakdown voltage of exemplarydielectric films in exemplary models of the present invention.

FIGS. 14-15 are graphs depicting nonlinear C-V curves for models of thepresent nonlinear MOS device.

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS

Reference will now be made in detail to the preferred embodiments of theinvention, examples of which are illustrated in the accompanyingdrawings. While the invention will be described in conjunction with thepreferred embodiments, it will be understood that they are not intendedto limit the invention to these embodiments. On the contrary, theinvention is intended to cover alternatives, modifications andequivalents, which may be included within the spirit and scope of theinvention as defined by the appended claims. Furthermore, in thefollowing detailed description of the present invention, numerousspecific details are set forth in order to provide a thoroughunderstanding of the present invention. However, it will be readilyapparent to one skilled in the art that the present invention may bepracticed without these specific details. In other instances, well-knownmethods, procedures, components, and circuits have not been described indetail so as not to unnecessarily obscure aspects of the presentinvention.

For the sake of convenience and simplicity, the terms “coupled to,”“connected to,” and “in communication with” mean direct or indirectcoupling, connection or communication unless the context indicatesotherwise. These terms are generally used interchangeably herein, butare generally given their art-recognized meanings. Also, for convenienceand simplicity, the terms “surveillance,” “EAS,” “RF,” “RFID,” and“identification” may be used interchangeably with respect to intendeduses and/or functions of a device and/or tag, and the term “EAS tag” or“EAS device” may be used herein to refer to any EAS, RF and/or RFID tagand/or device. In addition, the terms “item,” “object” and “article” areused interchangeably, and wherever one such term is used, it alsoencompasses the other terms. In the present disclosure, the phrase“consisting essentially of a Group IVA element” does not excludeintentionally added dopants, which may give the Group IVA elementcertain desired (and potentially quite different) electrical properties.Also, a “major surface” of a structure or feature is a surface definedat least in part by the largest axis of the structure or feature (e.g.,if the structure is round and has a radius greater than its thickness,the radial surface[s] is/are the major surface of the structure).

The present invention concerns a surveillance and/or identificationdevice, comprising (a) a first capacitor plate, (b) an inductorelectrically connected to the first capacitor plate, (c) a dielectricfilm on the first capacitor plate, (d) a semiconductor component on thedielectric film, and (e) a conductor electrically connected to thesemiconductor component, providing electrical communication between thesemiconductor component and the inductor. The semiconductor-containingdevice generally enables the present tag to be operated (i) in frequencydivision, mixing and/or frequency multiplication modes, and/or (ii) atadvantageous radio frequencies, such as 13.56 MHz, as will be explainedin greater detail below.

In a further aspect, the present invention concerns a method ofmanufacturing a surveillance and/or identification device, generallycomprising the steps of (1) depositing a semiconductor material orsemiconductor material precursor on a dielectric film, the dielectricfilm being on an electrically functional substrate; (2) forming asemiconductor component from the semiconductor material or semiconductormaterial precursor; (3) forming a conductive structure configured toprovide electrical communication between the semiconductor component andthe electrically functional substrate; and (4) etching, stamping,cutting or otherwise patterning the electrically functional substrate toform (i) an inductor and/or (ii) a second capacitor plate capacitivelycoupled to the semiconductor component under one or more predeterminedconditions. In an even further aspect, the present invention concerns amethod of detecting an item or object, comprising the steps of generallycomprising the steps of (A) causing or inducing a current in the presentsurveillance and/or identification device affixed to or associated withthe item or object sufficient for the device to backscatter detectableelectromagnetic radiation; (B) detecting the detectable electromagneticradiation; and optionally, (C) selectively deactivating the device.

Even further aspects of the invention concern methods of manufacturingand using the present device. The invention, in its various aspects,will be explained in greater detail below with regard to exemplaryembodiments.

Exemplary MOS EAS and/or RF Tags/Devices

One aspect of the invention relates to a surveillance and/oridentification device, comprising (a) a first capacitor plate, (b) aninductor electrically connected to the first capacitor plate, (c) adielectric film on the first capacitor plate, (d) a semiconductorcomponent on the dielectric film, the semiconductor component beingcapacitively coupled to the first capacitor plate under one or morepredetermined conditions, and (e) a conductor electrically connected tothe semiconductor component, providing electrical communication betweenthe semiconductor component and the inductor under the predeterminedcondition(s). Generally, the semiconductor component comprises a firstGroup IVA element, a III-V compound semiconductor, a II-VI (orchalcogenide compound) semiconductor such as ZnO or ZnS, or an organicor polyermeric semiconductor, and the inductor is in electricalcommunication with the first capacitor plate.

FIG. 1 shows an exemplary EAS tag 100, including capacitor plate 10 a,inductor coil 10 b-10 h, dielectric film 20, semiconductor component 30,interlayer dielectric 40, capacitor plate 50, conductor 55 andpassivation 60. A key feature of the present EAS tag 100 issemiconductor component 30, which enables tag 100 to be operated infrequency division and/or frequency multiplication modes. In certainembodiments, semiconductor component 30 further enables use of EAS tag100 at advantageous radio frequencies, such as 100-400 KHz, 13.56 MHz or900-950 MHz, as will be explained in greater detail below.

Generally, capacitor plate 10 a and inductor 10 b-10 h comprise anelectrically conductive material, preferably a first metal. As will beexplained in greater detail with regard to the present method ofmanufacturing below, capacitor plate 10 a and inductor 10 b-10 h (and,in most cases, interconnect pad 10 j [see, e.g., FIGS. 9A-9B] and theinductor portion 10 i electrically connecting inductor coil portion 10 hto interconnect pad 10 j; see, e.g., FIG. 9B) may be advantageouslyformed from a single sheet or foil of a metal or alloy. However, inalternative embodiments, the metal/alloy for capacitor plate 10 a andinductor 10 b-10 i (and, optionally, interconnect pad 10 j) may beconventionally deposited or printed onto the backside of dielectric film20. The metal may comprise aluminum, titanium, copper, silver, chromium,molybdenum, tungsten, nickel, gold, palladium, platinum, zinc, iron, ora conventional alloy thereof. Other conductive materials may includeconductive polymers such as doped polythiophenes, polyimides,polyacetylenes, polycyclobutadienes and polycyclooctatetraenes;conductive inorganic compound films such as titanium nitride, tantalumnitride, indium tin oxide, etc.; and doped semiconductors such as dopedsilicon, doped germanium, doped silicon-germanium, doped galliumarsenide, doped (including auto-doped) zinc oxide, zinc sulfide, etc.Also, the metal/alloy for capacitor plate 10 a and inductor 10 b-10 gmay comprise a multi-layer structure, such as aluminum, tantalum orzirconium deposited (e.g., by sputtering or CVD) onto a thin coppersheet or foil, or copper deposited (e.g., by electroplating) onto a thinaluminum sheet or foil. The metal for the capacitor plate 10 a may bechosen at least in part based on its ability to be anodized into aneffective dielectric. This includes Al, Ta and other metals. Inpreferred embodiments, the first metal comprises or consists essentiallyof aluminum.

In the present surveillance and/or identification device 100, theinductor 10 b-10 i, capacitor plate 10 a and/or interconnect pad 10 j[see, e.g., FIGS. 9A-9B] may have a nominal thickness of from 5 to 200μm (preferably from 20 to 100 μm) and/or a resistivity of 0.1-10 μohm-cm(preferably from 0.5 to 5 μohm-cm, and in one embodiment, about 3μohm-cm). While the capacitor plate 10 a of FIG. 1 is locatedsubstantially in the center of the device, it may be located in any areaof the device, in accordance with design choices and/or preferences.Also, capacitor plate 10 a may have any desired shape, such as round,square, rectangular, triangular, etc., with nearly any dimensions thatallow it to fit in and/or on the EAS tag 100. Preferably, capacitorplate 10 a has dimensions of (i) width, length and thickness, or (ii)radius and thickness, in which the thickness is substantially smallerthan the other dimension(s). For example, capacitor plate 10 a may havea radius of from 25 to 10,000 μm (preferably 50 to 5,000 μm, 100 to2,500 μm, or any range of values therein), or a width and/or length of50 to 20,000 μm, 100 to 10,000 μm, 250 to 5,000 μm, or any range ofvalues therein.

Inductor 10 b-10 i is shown in FIG. 9B to comprise a coil having a firstloop or ring 10 b-10 c, a second loop or ring 10 d-10 e, a third loop orring 10 f-10 g, and a fourth loop or ring 10 h-10 i, but any suitablenumber of loops or rings may be employed, depending on applicationrequirements and design choices/preferences. Inductor 10 b-10 i may takeany form and/or shape conventionally used for such inductors, butpreferably it has a coil, or concentric spiral loop, form. For ease ofmanufacturing and/or device area efficiency, the coil loops generallyhave a square or rectangular shape, but they may also have arectangular, octagonal, circular, rounded or oval shape, some otherpolygonal shape, or any combination thereof, and/or they may have one ormore truncated corners, according to application and/or design choicesand/or preferences, as long as each successive loop is substantiallyentirely positioned between the preceding loop and the outermostperiphery of the tag/device. Referring back to FIG. 1, the concentricloops or rings of the inductor coil 10 b-10 h may have any suitablewidth and pitch (i.e., inter-ring spacing), and the width and/or pitchmay vary from loop to loop or ring to ring. However, in certainembodiments, the wire in each loop (or in each side of each loop orring) may independently have a width of from 2 to 1000 μm (preferablyfrom 5 to 500 μm, 10 to 200 μm, or any range of values therein) andlength of 100 to 50,000 μm, 250 to 25,000 μm, 500 to 20,000 μm, or anyrange of values therein (as long as the length of the inductor wire doesnot exceed the dimensions of the EAS device). Alternatively, the radiusof each wire loop or ring in the inductor may be from 250 to 25,000 μm(preferably 500 to 20,000 μm). Similarly, the pitch between wires inadjacent concentric loops or rings of the inductor may be from 2 to 1000μm, 3 to 500 μm, 5 to 250 μm, 10 to 200 μm, or any range of valuestherein. Furthermore, the width-to-pitch ratio may be from a lower limitof about 1:10, 1:5, 1:3, 1:2 or 1:1, up to an upper limit of about 1:2,1:1, 2:1, 4:1 or 6:1, or any range of endpoints therein.

Similarly, interconnect pad 10 j (which is generally configured toprovide electrical communication and/or physical contact with conductor55) may have any desired shape, such a round, square, rectangular,triangular, etc., with nearly any dimensions that allow it to fit inand/or on the EAS tag 100 and provide electrical communication and/orphysical contact with conductor 55. Preferably, interconnect pad 10 jhas dimensions of (i) width, length and thickness, or (ii) radius andthickness, in which the thickness is substantially smaller than theother dimension(s). For example, interconnect pad 10 j may have a radiusof from 25 to 2000 μm (preferably 50 to 1000 μm, 100 to 500 μm, or anyrange of values therein), or a width and/or length of 50 to 5000 μm, 100to 2000 μm, 200 to 1000 μm, or any range of values therein.

Use of a substrate formed from a thin metal sheet or foil provides anumber of advantages in the present invention. For example, one of theelectrodes of the device (preferably, a gate and/or capacitor plate 10a) can be formed from the metal sheet or foil. A thin metal sheet orfoil (which may have a major surface composed primarily of Al or Ta)provides a convenient source for dielectric film 20 by a relativelysimple and straight-forward process technology, such as anodization. Ametal sheet or foil also provides a conductive element that can beformed into an inductor coil or antenna using conventional metal filmprocess technology. Also, metal sheets and/or foils have suitablehigh-temperature processing properties for subsequent processing steps(such as those described below with regard to the present method ofmanufacturing), unlike many inexpensive organic polymer substrates.

The dielectric film 20 preferably is designed and made such thatapplication of a deactivating radio frequency electromagnetic fieldinduces a voltage differential in the MOS capacitor across dielectricfilm 20 that will deactivate the tag/device (e.g., a voltagedifferential of about 4 to about 50 V, preferably about 5 to less than30 V, more preferably about 10 to 20 V, or any desired range ofendpoints therein) through breakdown of that film to shorted state orchanged capacitance such that the tag circuit no longer resonates at thedesired frequency. Thus, in certain embodiments, the dielectric film has(i) a thickness of from 50 to 400 Å and/or (ii) a breakdown voltage offrom about 10 to about 20V. The dielectric film 20 may comprise anyelectrically insulative dielectric material, such as oxide and/ornitride ceramics or glasses (e.g., silicon dioxide, silicon nitride,silicon oxynitride, aluminum oxide, tantalum oxide, zirconium oxide,etc.), polymers such as polysiloxanes, parylene, polyethylene,polypropylene, undoped polyimides, polycarbonates, polyamides,polyethers, copolymers thereof, fluorinated derivatives thereof, etc.However, for reasons that will become apparent in the discussion of themanufacturing method discussed below, dielectric film 20 preferablycomprises or consists essentially of aluminum oxide and/or acorresponding oxide of the metal used for capacitor plate 10 a and/orinductor 10 b-10 i.

As mentioned above, the semiconductor component 30 generally comprises asemiconductor, preferably a Group IVA element. Preferably, the Group IVAelement comprises silicon. Alternatively, the Group IVA element mayconsist essentially of silicon or silicon-germanium. Alternatively, thesemiconductor component 30 may comprise or consist essentially of aIII-V or II-VI compound semiconductor such as indium phosphide, zincoxide, or zinc sulfide. In any case, whether the semiconductor component30 comprises or consists essentially of an elemental or compoundsemiconductor, the semiconductor component 30 may further comprise anelectrical dopant. In the case of silicon or silicon-germanium, thedopant may be selected from the group consisting of boron, phosphorousand arsenic, typically in a conventional concentration (e.g., light orheavy, and/or from 10⁻¹³ to 10⁻¹⁵, 10⁻¹⁵ to 10⁻¹⁷, 10⁻¹⁶ to 10⁻¹⁸, 10⁻¹⁷to 10⁻¹⁹, 10⁻¹⁹ to 10⁻²¹ atoms/cm² or any range of values therein). Forexample, it may be advantageous to dope the semiconductor component 30in order to improve the frequency response. A simple RC analysissuggests that conductivities of ˜2×10⁻² S/cm or higher may be requiredfor high Q 13.56 MHz operation. This represents a lower limit in such anapplication. It may also be advantageous to heavily dope the near orupper surface region of the semiconductor component, or provide a secondheavily-doped semiconductor component (e.g., having a dopantconcentration within the last two ranges described above) adjacent tothe first semiconductor component, to assist in low resistance contactformation and reduce the parasitic series resistance of the device.

Although the semiconductor component 30 may take nearly any form withnearly any dimensions, preferably it has a layered form, in that it mayhave dimensions of (i) width, length and thickness, or (ii) radius andthickness, in either case the thickness being substantially smaller thanthe other dimension(s). For example, the semiconductor component 30 mayhave a thickness of from 30 nm to 500 nm, preferably from 50 nm to 200nm, but a radius of from 5 to 10,000 μm, (preferably 10 to 5,000 μm, 25to 2,500 μm, or any range of values therein), or a width and/or lengthof 10 to 20,000 μm, 25 to 10,000 μm, 50 to 5,000 μm, or any range ofvalues therein. Semiconductor component 30 may also comprise amultilayer structure, such as a metal silicide layer on asilicon-containing layer, successive n+/n− doped silicon films, oralternating n-doped and p-doped silicon films (each of which maycomprise multiple layers of differing dopant concentrations, or whichmay have an intrinsic semiconductor layer between them) to form aconventional p-n, p-i-n or Schottky diode (in which case thesemiconductor component 30 may have a second conductor in electricalcommunication with a different layer of semiconductor component 30 thanconductor 55), etc. In the case of a diode structure, the MOS dielectricmay be omitted or locally removed to facilitate electrical contactbetween the device electrodes and the internal semiconductingcomponents. This could be facilitated with the use of one or moreprinted (or otherwise deposited) masking materials prior to theanodization, or through a local removal process after the dielectricformation. In the case where the semiconductor is in direct contact withthe inductor/capacitor electrode metal, it may be advantageous toprovide a metallic, intermetallic or other type of barrier layer toprevent detrimental interdiffusion or “spiking” through the device, suchas is known to be the case for Al and Si at elevated temperatures.

Conductor 55 generally provides electrical communication between thesemiconductor component 30 and the inductor 10 b-10 h, but in most ofthe present EAS and/or RFID tags, conductor 55 generally furthercomprises a second capacitor plate 50 (i) capacitively coupled (orcomplementary) to the first capacitor plate 10 a and (ii) in substantialphysical contact (e.g., having a major surface in contact) with thesemiconductor component 30. While conductor 55 and capacitor plate 50are preferably formed at the same time from the same material(s), theymay be formed separately and/or from different materials. Also, whileconductor 55 may comprise any electrically conductive material,generally conductor 55 comprises a second metal, which may be selectedfrom the same materials and/or metals described above for the firstcapacitor plate 10 a and/or inductor 10 b-10 h. In preferredembodiments, the second metal comprises or consists essentially ofsilver, gold, copper or aluminum (or a conductive alloy thereof).

Conductor 55 (and, by association, capacitor plate 50 and interconnectpad 58) may take nearly any form with nearly any dimensions, butpreferably, it has a layered form, in that it may have dimensions ofwidth, length and thickness, in which the thickness is smaller than theother dimension(s). For example, conductor 55 (and thus, secondcapacitor plate 50 and interconnect pad 58) may have a thickness of from30 nm to 5000 nm, preferably from 50 nm to 2000 nm, more preferably from80 nm to 500 nm. Second capacitor plate 50 may have radius, width and/orlength dimensions that substantially match (or that are slightly greaterthan or slightly less than) those of first capacitor plate 10 a (e.g., aradius of from 20 or 30 to 10,000 μm, 40 or 60 to 5,000 μm, 80 or 125 to2,500 μm, or any range of values therein; or a width and/or length of 40or 60 to 20,000 μm, 80 or 125 to 10,000 μm, 150 or 250 to 5,000 μm, orany range of values therein).

Furthermore, in addition to second capacitor plate 50, conductor 55 maycomprise (i) a pad portion 58 for electrical communication with inductor10 b-10 h and (ii) one or more wire portions electrically connectingcapacitor plate 50 and pad portion 58. As for other conductivestructures in the present device, the wire portion(s) may have a widthof from 2 to 1000 μm (preferably from 5 to 500 μm, 10 to 200 μm, or anyrange of values therein) and length of 100 to 25,000 μm, 250 to 20,000μm, 500 to about 15,000 μm, or any range of values therein (as long asthe length of the inductor wire does not exceed the dimensions of theEAS device 100, or half of such dimensions if capacitor plate 50 is inthe center of device 100, as the case may be). Pad portion 58 generallyhas the same thickness as conductor 55, and may have any suitable shape(e.g., square, rectangular, round, etc.). In various embodiments, padportion 58 has a width and/or length of from 50 to 2000 μm, 100 to about1500 μm, 200 to 1250 μm, or any range of values therein; or a radius offrom 25 to 1000 μm, 50 to 750 μm, 100 to 500 μm, or any range of valuestherein. In general, it may be advantageous to minimize the parasiticcapacitance resulting from overlap of the capacitor pad not directlyover the semiconductor component and wire connection by minimizinglength and width of these features.

In the present EAS device, the combination of the semiconductorcomponent 30 and the second capacitor plate 50 effectively forms anonlinear capacitor with the corresponding portion of the dielectricfilm 20 and the complementary first capacitor plate 10 a. Below apredetermined threshold voltage (or a predetermined voltage differentialacross dielectric film 20 and semiconductor component 30), secondcapacitor plate 55 functions as the capacitor plate complementary tofirst capacitor plate 10 a, and dielectric film 20 and semiconductorcomponent 30 together function as the capacitor dielectric between firstand second capacitor plates 10 and 55. However, above the predeterminedthreshold voltage (or predetermined voltage differential), chargecarriers (e.g., electrons) may be collected and/or stored insemiconductor component 30, generally near the interface of thesemiconductor component 30 and dielectric film 20, thereby changing thecapacitive properties of the circuit. Thus, the capacitance and/or othercapacitive properties of the circuit typically vary in dependence on thevoltage across the capacitor, effectively making a nonlinear capacitorfrom the combination of second capacitor plate 55, semiconductorcomponent 30, dielectric film 20 and first capacitor plate 10 a. Invarious embodiments, the predetermined threshold voltage is from −10V to10V, from about −5V to about 5V, from about −1V to about 1V, or anyrange of voltages therein. Alternatively, the highest slope of the C-Vcurve of such a capacitor may occur at a voltage of from −5V to 5V, −1Vto 1V, any range of voltages therein, or ideally, about 0V. Electricaldopant concentrations in the semiconductor component may also be used tocontrol the shape and slope(s) of the CV curve. The transition withchanging bias across the device from the high capacitance state of theMOS capacitor device when charge is being stored at theoxide-semiconductor interface (such as in the accumulation mode of MOSdevice operation), to the mode where incremental charge is being storedat location(s) extending through the semiconductor (the so-calleddepletion mode), and therefore with a decreasing capacitance, can be adirect function of the dopant profile.

The present EAS device may further comprise an interlayer dielectric 40between the dielectric film 20 and the conductor 55. The interlayerdielectric 40 generally includes a via 45 at a location overlapping withat least part of the semiconductor component 30. FIG. 1 shows a firstembodiment in which the semiconductor component 30 has a peripheralregion (or periphery) 32 a-32 b, and the interlayer dielectric 40 isalso between the periphery 32 a-32 b and the conductor 50. In analternative embodiment (see, e.g., FIG. 11A), the semiconductorcomponent 30 is entirely within the via 45. Referring back to FIG. 1,via 45 preferably has a radius, or alternatively, width and/or lengthdimensions, substantially the same as second capacitor plate 50.However, in the embodiment of FIG. 1, semiconductor component 30 mayhave radius, width and/or length dimensions greater than those of via45.

The interlayer dielectric 40 may comprise any electrically insulativematerial providing the desired dielectric properties, as for dielectricfilm 20. However, thickness tolerances of interlayer dielectric 40 arenot as small in absolute terms as those of dielectric film 20, sopolymers such as polysiloxanes, parylene, fluorinated organic polymers,etc., may be more easily used in interlayer dielectric 40. However, inpreferred embodiments, interlayer dielectric 40 comprises an oxideand/or nitride of a second Group IVA element, which may further containconventional boron and/or phosphorous oxide modifiers in conventionalamounts. Thus, the second Group IVA element may comprise or consistsessentially of silicon, in which case the interlayer dielectric 40 maycomprise or consist essentially of silicon dioxide, silicon nitride,silicon oxynitride, a borosilicate glass, a phosphosilicate glass, or aborophosphosilicate glass (preferably silicon dioxide). To minimizeparasitic capacitances with inductor 10 b-10 i, interlayer dielectric 40may have a thickness of at least 1 μm, and preferably from 2 to 25 μm, 5to 10 μm, or any range of values therein.

The embodiment shown in FIG. 1A has certain advantages over thealternative embodiment that would result from the structure of FIGS.11A-B. For example, in the case of a printed semiconductor component,potentially detrimental edge morphology, such as edge spikes and/orrelatively appreciable thickness variations near the feature edge, maybe present. By positioning the active area of the MOS nonlinearcapacitor away from these potentially detrimental edge regions (e.g.,when the ILD via hole 45 is smaller than the printed semiconductorfeature dimensions), the impact of edge morphology can be reduced.However, as will be discussed below with regard to FIGS. 11A-B, thealternative embodiment produced from the structure of FIGS. 11A-B alsohas certain advantages as well. For example, nonlinear capacitorvariations may be minimized in the alternative embodiment of FIGS.11A-B, thereby improving suitability for applications requiring minimaldeviations from an ideal and/or predetermined resonance frequency.

The present device may further comprise a passivation layer 60 over theconductor 55 and interlayer dielectric 40. Passivation layer 60 isconventional, and may comprise an organic polymer (such as polyethylene,polypropylene, a polyimide, copolymers thereof, etc.) or an inorganicdielectric (such as aluminum oxide, silicon dioxide [which may beconventionally doped and/or which may comprise a spin-on-glass], siliconnitride, silicon oxynitride, or a combination thereof as a mixture or amultilayer structure). Passivation layer 60 generally has the same widthand length dimensions as the EAS device, and it may also have anythickness suitable for EAS, RF and/or RFID tags or devices. In variousembodiments, passivation layer 60 has a thickness of from 3 to 100 μm,from 5 to 50 μm, 10 to 25 μm, or any range of values therein.

The present device may also further comprise a support and/or backinglayer (not shown) on a surface of the inductor 10 b-10 h opposite thedielectric film 20. The support and/or backing layer are conventional,and are well known in the EAS and RFID arts (see, e.g., U.S. Pat. Appl.Publication No. 2002/0163434 and U.S. Pat. Nos. 5,841,350, 5,608,379 andU.S. Pat. No. 4,063,229, the relevant portions of each of which areincorporated herein by reference). Generally, such support and/orbacking layers provide (1) an adhesive surface for subsequent attachmentor placement onto an article to be tracked or monitored, and/or (2) somemechanical support for the EAS device itself. For example, the presentEAS tag may be affixed to the back of a price or article identificationlabel, and an adhesive coated or placed on the opposite surface of theEAS tag (optionally covered by a conventional release sheet until thetag is ready for use), to form a price or article identification labelsuitable for use in a conventional EAS system.

Exemplary Methods for Making a MOS EAS and/or RF Tag/Device

In one aspect, the present invention concerns a method for making asurveillance and/or identification device, comprising the steps of: (a)depositing a semiconductor material or semiconductor material precursoron a dielectric film, the dielectric film being on an electricallyfunctional substrate; (b) forming a semiconductor component from thesemiconductor material or semiconductor material precursor; (c) forminga conductive structure at least partly on the semiconductor component,the conductive structure being configured to provide electricalcommunication between the semiconductor component and the electricallyfunctional substrate; and (d) etching the electrically functionalsubstrate to form (i) an inductor and/or (ii) a second capacitor platecapacitively coupled to the semiconductor component under one or morepredetermined conditions. In a preferred embodiment, the depositing stepcomprises printing a liquid-phase Group IVA element precursor ink on thedielectric film. Printing an ink, as opposed to blanket deposition,photolithography and etching, saves on the number of processing steps,the length of time for the manufacturing process, and/or on the cost ofmaterials used to manufacture the EAS device. Thus, the present methodprovides a cost-effective method for manufacturing nonlinear EASdevices.

A first exemplary method for manufacturing the present EAS tag isdescribed below with reference to FIGS. 2A-9B. An alternative processfor a subset of the exemplary method steps is described below withreference to FIGS. 10A-11B.

The Substrate

FIGS. 2A-2B respectively show cross-sectional and top-down views of anelectrically functional substrate 10, which in various embodiments,comprises a metal sheet or metal foil (and in one embodiment, a thinaluminum sheet). Prior to subsequent processing, substrate 10 may beconventionally cleaned and smoothed. This surface preparation may beachieved by chemical polishing, electropolishing and/or oxide strippingto reduce surface roughness and remove low quality native oxides. Adescription of such processes is given in, “The Surface Treatment andFinishing of Aluminum and Its Alloys,” by P. G. Sheasby and R. Pinner,sixth edition, ASM International, 2001, the relevant portions of whichare incorporated herein by reference.

As described above, the metal sheet/foil may have a nominal thickness of20-100 μm and/or a resistivity of 0.1-10 μohm-cm. A metal sheet/foil isadvantageously used in the present method because it may be (1)electrochemically anodized to reproducibly and/or reliably provide asuitable dielectric film, (2) later formed into the inductor and lowercapacitor plate, and/or (3) serve as a mechanically and/or physicallystable substrate for device processing during the first part of themanufacturing process.

Forming the Dielectric Film

Referring now to FIGS. 3A-3B (which respectively show cross-sectionaland top-down views), the method further comprises the step of forming adielectric film 20 on the electrically functional substrate 10. Inpreferred embodiments, the dielectric film 20 has a thickness of from 50to 500 Å and/or a breakdown voltage of from about 5V to less than 50V,preferably from 10V to 20V. In one implementation in which substrate 10comprises or consists essentially of a metal sheet or metal foil, thestep of forming the dielectric film comprises anodizing the metal sheetor metal foil. A thin anodized dielectric metal oxide film having acontrolled breakdown in a voltage range preferably from about 10 toabout 20 V provides a reliable deactivation mechanism for the EAS tag.

Anodization to form a MOS dielectric and/or deactivation dielectric is aknown process. A typical thickness for the dielectric film 20 is from100 to 200 Å, which may correspond to a breakdown voltage in the aboverange, particularly when the dielectric film 20 consists essentially ofaluminum oxide. In such electrochemical anodization, a rule of thumb isthat one may obtain a thickness of 1.3 nm/V+2 nm (see J. Appl. Phys.,Vol. 87, No. 11, 1 Jun. 2000, p. 7903, the relevant portions of whichare incorporated herein by reference).

Barrier-type anodic oxide films are usually formed in dilute solutionsof organic acids, like tartaric acid or citric acid, or in dilutesolution of inorganic salts or acids (for example, ammonium pentaborateor boric acid). Ethylene glycol may be mixed with water in thosesolutions, or even completely replace the water, as is often the case ofa pentaborate salt. The pH of the electrolyte is usually adjusted to bebetween 5 and 7. The electrolytic bath is usually, but not exclusively,kept at room temperature. The Al foil or substrate is connected to thepositive pole of a power supply (the anode) while the counter-electrode(usually a metal grid) is connected to the negative pole of the powersupply (the cathode). Anodized films may be formed in a continuousand/or multi-step process. In an exemplary two step-process, during afirst period of time, the voltage is increased at a constant current upto a voltage corresponding to about the desired thickness according tothe formula: V_(final)=[desired thickness in nm]/1.2-1.4, whereV_(final) is the final voltage at the end of the first period of time.The constant current during this first phase may be from 10microamps/cm² to 1 amp/cm², preferably from 100 microamps/cm² to 0.1amp/cm². The rate of voltage increase may be from 0.1 to 100 V/min,preferably from about 10 to 50 V/min. In one implementation, the voltageincrease rate is about 30 V/min. V_(final) typically has a value atleast that of the desired maximum breakdown voltage of the anodizedfilm, and usually, about 1 to 2 times that desired maximum breakdownvoltage. Then, during a second period of time, anodization currentdecreases while a constant voltage (equal to the final voltage from thefirst period of time) is maintained, during which period the dielectricproperties are improved. The second period of time may be from 10seconds to 60 minutes and in one implementation, about 15 min.

The dielectric breakdown voltage may be directly related to the voltageapplied during the electrochemical anodization process to form thedielectric (V_(final)). For example, as discussed above, the breakdownvoltage generally cannot exceed V_(final). Typically, however, thebreakdown voltage is from 50 to about 90% of V_(final), more typicallyabout 60 to about 80% of V_(final). There may also be a relationshipbetween the breakdown voltage and the current applied in the first phaseof anodization, in that the higher the current, generally the closer thebreakdown voltage comes to V_(final).

Forming the Semiconductor Component

Referring now to FIGS. 4A-4B (which respectively show cross-sectionaland top-down views of the EAS device 100), the method further comprisesthe step of depositing a semiconductor component 30 on the dielectricfilm 20. As described above, the component 30 may comprise any materialthat provides a nonlinear response to an RF field. In general, anymethod for depositing the semiconductor component material may be used,such as printing, or conventional blanket deposition (e.g., by chemicalvapor deposition [CVD], low pressure CVD, sputtering, electroplating,spin coating, spray coating, etc.), photolithography and etching.Certain photopatternable functional materials that may have nonlinearproperties, and methods for their deposition and use, are disclosed incopending U.S. application Ser. No. 10/749,876, filed Dec. 31, 2003, therelevant portions of which are incorporated herein by reference. Typicalsemiconductor component film thicknesses may be from 50 to 200 nm. Thefilm thickness may be chosen to optimize (i) the maximum swing of thecapacitance and/or (ii) the slope of the C(V) curve (see, e.g., FIG. 13and the discussion thereof below) and the series resistance-limitedfrequency response of the EAS tag.

In preferred embodiments, semiconductor component 30 comprises asemiconductor material, such as one or more Group IVA elements (e.g.,silicon and/or germanium), a so-called “III-V” material (e.g., GaAs), anorganic or polymeric semiconductor, etc. Thus, in one implementation,depositing the semiconductor material or semiconductor materialprecursor comprises depositing a liquid-phase Group IVA elementprecursor ink on the dielectric film. Suitable liquid-phase Group IVAelement precursor inks and methods for printing such inks are disclosedin copending U.S. application Ser. No. 10/616,147 and Ser. No.10/789,317, respectively filed Jul. 8, 2003 and Feb. 27, 2004(respectively), the relevant portions of each of which are incorporatedherein by reference. Use of a precursor ink is advantageous in that thedepositing step may thereby comprise printing the liquid-phase Group IVAelement precursor ink on the dielectric film, as discussed above.Printing may comprise inkjet printing, microspotting, stenciling,stamping, syringe dispensing, pump dispensing, screen printing, gravureprinting, offset printing, flexography, laser forward transfer, or locallaser CVD.

When using a Group IVA element precursor ink, the step of forming thesemiconductor component generally comprises curing the Group IVA elementprecursor, and may further comprise drying the liquid-phase Group IVAelement precursor ink before curing the Group IVA element precursor. Seecopending U.S. application Ser. Nos. 10/616,147, 10/789,317 and Ser. No.10/789,274, respectively filed Jul. 8, 2003, Feb. 27, 2004 and Feb. 27,2004 (respectively), the relevant portions of each of which areincorporated herein by reference. Typically, although not necessarilyalways, the liquid-phase Group IVA element precursor ink furthercomprises a solvent, preferably a cycloalkane. In preferredimplementations, the Group IVA element precursor comprises a compound ofthe formula A_(n)H_(n+y), where n is from 3 to 12, each A isindependently Si or Ge, and y is an even integer of from n to 2n+2, morepreferably a compound of the formula (AH_(z))_(n), where n is from 5 to10, each A is independently Si or Ge, and each of the n instances of zis independently 1 or 2. Use of local printing of a liquid semiconductorprecursor, preferably a silane-based precursor to Si or doped Si (see,e.g., U.S. application Ser. No. 10/616,147 and Ser. No. 10/789,317),directly onto dielectric film 20 to form part of an RF active MOSstructure is cost effective due to efficient semiconductor precursormaterials usage and the combination of deposition and patterning intoone inexpensive printing step.

The semiconductor deposition process may also require UV or thermalcuring processes to fix the layer and/or convert the precursor to anactive semiconducting layer and/or remove unwanted precursor componentsor byproducts such as carbon (elemental carbon or a carbon-containingcompound) or excess hydrogen (particularly if laser recrystallization isto be used immediately after semiconductor film formation). In suchembodiments, the semiconductor or semiconductor precursor may be alsodeposited by spin coating with simultaneous irradiation, as disclosed incopending U.S. application Ser. No. 10/789,274, filed on Feb. 27, 2004(the relevant portions of which are incorporated herein by reference),or by other techniques, including bath deposition. Furthermore, thesemiconductor may be deposited by other processes including large area(e.g., blanket) or local sputtering, CVD, laser forward transfer, orother processes.

It is generally desirable to increase the frequency response of the MOScapacitor circuit on the EAS device and provide a low series resistancefor the circuitry in the EAS device to enable high frequency operation(e.g., in the range of 125 KHz and above). To achieve sufficiently lowseries resistance and/or increased frequency response, one mayrecrystallize the semiconductor material used for the semiconductorcomponent 30. Such recrystallization can improve the carrier mobilityand/or dopant activation of the semiconductor. Mobilities approaching 10cm²/vs and higher may be required for low dissipation and/or effectivehigh Q. Low dissipation generally requires low series resistance,preferably less than 5 Ohms for the entire circuit, along with a largeparallel resistance (generally provided by a low leakage dielectric) ofat least 10⁴ Ohms, preferably ≧10⁵ Ohms, most preferably >10⁶ Ohms.Effective high Q provides low field and/or high read range operation inMHz range frequencies and higher. Recrystallization may compriseirradiating with a laser sufficiently to recrystallize thesemiconductor, heating at a temperature and time below the damagethreshold of the metal sheet/film 10 but sufficient to recrystallize thesemiconductor, and/or inducing or promoting semiconductorcrystallization using a metal (e.g., Ni, Au, etc.) at a temperaturegenerally lower than the semiconductor recrystallization temperature(e.g., 400° C. or less, 300° C. or less, or 250° C. or less).

Heavily doping, or alternatively, siliciding the semiconductor materialmay also increase the frequency response of the EAS tag MOS capacitorcircuit, and form a low resistance/barrier contact between thesemiconductor component 30 and an electrode (e.g., upper capacitor plate50 and conductor 55, shown in FIGS. 7A-7B). A doped semiconductor layer30 may be formed by conventionally implanting a conventionalsemiconductor dopant, diffusing such a dopant into the semiconductormaterial from a solid or vapor dopant source, by printing a dopedsemiconductor or semiconductor precursor such as a B- or P-containing(cyclo)silane (see copending U.S. application Ser. No. 10/616,147 andSer. No. 10/789,317, respectively filed Jul. 8, 2003 and Feb. 27, 2004[respectively], the relevant portions of each of which are incorporatedherein by reference), and/or by laser forward transfer of a dopedsemiconductor layer or dopant diffusion source layer. Referring now toFIGS. 5A-5B (which respectively show cross-sectional and top-down viewsof EAS device 100), a metal silicide layer 35 may be formed onsemiconductor component 30 by, e.g., blanket depositing a metal film,annealing to form the metal silicide, and removing the non-silicidedmetal by selective etching. Suitable metal silicides include titaniumsilicide, tungsten silicide, cobalt silicide, molybdenum silicide, andothers.

Heavily doped or silicided contacts between upper capacitor plate 50 andsemiconductor layer 30 may also allow for improved ohmic contact and/orreduced contact resistance. The carrier concentration of the dopedcontact layer is preferably >10¹⁸ cm⁻³. This reduces the overall seriesresistance of the EAS device and results in higher Q and large relativecapacitance changes for the MOS capacitor in the EAS device, as morevoltage may be present across the active semiconductor region of thedevice. Thus, and now referring to FIGS. 5A-5B, the presentmanufacturing method may further comprise printing a contact layer 35onto the active silicon semiconductor layer 30 using, e.g., asilicon-containing ink further containing one or more dopants. Thisprocess step has the advantage of not requiring a high temperaturediffusion and/or activation step. The dopant may be active upon curingthe silicon precursor ink, or it may be activated by conventionalthermal, optical, or laser annealing, including activation during acombined dopant activation and recrystallization step.

It may also be desirable to provide a relatively low level of doping (aconcentration of <5×10¹⁸ cm⁻³ electrically active dopant atoms) in thebulk of the active semiconductor layer 30 to control the CV slope of thedevice and also reduce the series resistance of the semiconductorcomponent, thereby allowing higher Q and/or higher frequency operation.Simple RC calculations of the EAS device performance indicate thatconductivities of the semiconductor component film 30 may need to behigher than ˜2.5×10⁻² Ω⁻¹cm⁻¹ for device operation at a frequency ofabout 13.56 MHz. This may be achieved with (1) mobilities near 10 cm²/vsand above and (2) electrically active doping levels of ˜10¹⁷ cm³. (Thesecalculations do not account for contact resistance and/or contactbarriers, and actual conductivity requirements may be higher. Forexample, assuming a 0.5Ω contact resistance, the conductivityrequirements would increase to approximately 4.5×10⁻² Ω⁻¹cm⁻¹, and thedoping level would increase correspondingly.)

In addition, the semiconductor component may comprise a multilayerstructure 30/35. For example, and continuing to refer to FIGS. 5A-5B,successive silane coating/curing processes may be used to form ann-doped silicon film 30 and an n+ doped silicon film 35 thereon, ann-doped silicon film 30 and a p-doped silicon film 35 thereon or viceversa (each of which may comprise multiple layers of differing dopantconcentrations, or which may have an intrinsic semiconductor layerbetween them) to form a conventional p-n, p-i-n or Schottky diode (inwhich case silicon film 35 may only partially overlie silicon film 30,and silicon film 30 may be in electrical communication with a secondconductor and/or a second interconnect pad in electrical communicationwith conductor 55 or logic circuitry [not shown]), or more complexalternating n-doped and p-doped silicon films, etc.

Forming the Interlayer Dielectric

Referring now to FIGS. 6A-6B (which respectively show cross-sectionaland top-down views of EAS device 100), the present method ofmanufacturing a surveillance and/or identification device may furthercomprise the step of depositing an interlayer dielectric (ILD) 40 on atleast a part of the dielectric film 20. The ILD provides an electricalseparation, in terms of leakage and capacitance, between the inductor 10b-10 i and the top electrode strap 55 (see, e.g., FIG. 1), which may behighly desired and/or necessary for EAS tag operation.

In one embodiment, the step of depositing the interlayer dielectric 40is performed after the step of forming the semiconductor component 30,and in an alternative embodiment (see FIGS. 10A-11B and thecorresponding discussion thereof below), the step of depositing theinterlayer dielectric 40 is performed before the step of forming thesemiconductor component 30. In either case, the interlayer dielectric 40may be blanket deposited over the entire device and selected portionsthereof removed (e.g., by conventional photolithography and etching), oralternatively, interlayer dielectric 40 may be selectively deposited onone or more predetermined portions of dielectric film 20 (and,optionally, on one or more predetermined portions of semiconductorcomponent 30 or upper semiconductor component layer 35) by, e.g.,printing an interlayer dielectric precursor thereon. Also, in eithercase, the interlayer dielectric may have a thickness of at least onemicron, preferably from 2 to 20 μm, more preferably from 5 to 10 μm.

In the case where the step of depositing the interlayer dielectric 40 isperformed after the step of forming the semiconductor component 30, theinterlayer dielectric 40 is also deposited on at least a part of thesemiconductor component 30. In the case where the interlayer dielectric40 is blanket deposited, the method generally further comprises the stepof forming a via 45 in the interlayer dielectric 40 sufficient to exposeat least part of the semiconductor component 30 or upper semiconductorcomponent layer 35. The ILD via 45 also defines or partially defines thesize of the MOS capacitor, as the areas outside of the via 45 covered bythe upper capacitor plate 55 (see, e.g., FIG. 1) would be areas wherethe capacitance per unit area is very low, because of (i) the greaterthickness of the ILD 40 compared to the dielectric film 20, and/or (ii)in preferred embodiments, a lower dielectric constant for the ILD 40relative to the dielectric film 20 (a dielectric constant of 2-3 for asilicon dioxide ILD 40, as compared to 8.4 for aluminum oxide).

Thus, in some implementations, the step of depositing the interlayerdielectric 40 may comprise the steps of (i) printing a liquid-phaseinterlayer dielectric precursor ink on at least predetermined portionsof the dielectric film 20, and (ii) drying and/or curing the interlayerdielectric precursor/ink to form the interlayer dielectric 40. Theliquid-phase interlayer dielectric precursor ink may be printed on thedielectric film such that an opening 45 is formed into which thesemiconductor component (preferably a Group IVA element or Group IVAelement precursor) is subsequently deposited. Similar to the method forforming semiconductor component 30, the liquid-phase interlayerdielectric precursor ink may comprise a compound of the formulaA_(n)H_(y), where n is from 3 to 12, each A is independently Si or Ge,and y is an even integer of from n to 2n+2, and preferably a compound ofthe formula (AH_(z))_(n), where n is from 5 to 10, each A isindependently Si or Ge, and each of the n instances of z isindependently 1 or 2. In the case of the ILD 40, the correspondingsilicon and/or germanium oxide film is formed by curing the Group IVAelement precursor film in an oxidizing atmosphere (e.g., at atemperature of 300° C., 350° C. or 400° C. or more, but less than themelting temperature of the substrate 10, in the presence of oxygen,ozone, N₂O, NO₂, or other oxidizing gas, which may be diluted in aninert carrier gas such as nitrogen, argon or helium). Of course, thesilane-based Si or SiO₂ precursor film (see, e.g., U.S. application Ser.No. 10/789,317 and Ser. No. 10/789,274, each filed on Feb. 27, 2004 andincorporated herein by reference) may also be blanket deposited andphotolithographically etched.

Other solution-based dielectrics, including spin on glasses, organicdielectrics, etc., may be applied by printing or other conventionalcoating steps. Suitable ILD materials include spin on glasses (which maybe photodefinable or non-photodefinable, in the latter case patterned bydirect printing or post deposition lithography); polyimides (which maybe photodefinable and/or thermally sensitized for thermal laserpatterning, or non-photodefinable for patterning by direct printing orpost deposition lithography); BCB or other organic dielectrics such asSiLK® dielectric material (SILK is a registered trademark of DowChemical Co., Midland, Mich.); low-k interlayer dielectrics formed bysol-gel techniques; plasma enhanced (PE) TEOS (i.e., SiO₂ formed byplasma-enhanced CVD of tetraethylorthosilicate); and laminated polymerfilms such as polyethylene (PE), polyester, or higher temperaturepolymers such as PES, polyimide or others that are compatible withsubsequent high temperature processing.

An additional “via” or opening in ILD 40 is generally required to allowcontact between the “pad” end 10 j of the inductor coil 10 b-10 i andthe interconnect pad 58 of the top electrode 55 (see, e.g., FIGS.9A-9B). The ILD 40 may be printed in a pattern providing for suchcontact, or the additional opening may be formed in a later etch step,which may be performed by laser ablation, mechanical penetration orother etching or dielectric removal technique. Thus, after ILD 40 isprinted, defined and/or patterned, dielectric film 20 is similarlypatterned (typically by conventional wet or dry etching), using ILD 40(and semiconductor component 30/35) as a mask, resulting in thestructure shown in FIGS. 6A-6B. For convenience in showing theinterconnect structure at the lower left-hand corner of tag 100, FIG. 6Ais a cross-sectional view of the tag 100 of FIG. 6B with the left-handside showing the cross-section along the diagonal axis from the centerof tag 100 to point A, and the right-hand side showing the cross-sectionalong the axis from the center of tag 100 to point A′.

The process flow of FIGS. 3A-6B, with formation of ILD 40 following thedeposition of semiconductor component 30, has some advantages, includingthe fact that silicon processing in semiconductor component formation,which may include high temperatures, UV irradiation and/or laserexposure, does not necessarily and/or directly affect the ILD 40, as theILD 40 can be added after semiconductor component formation. Thecritical planar dimensions may be controlled by the conductor depositionprocess, the extent of a heavily doped contact layer that can define theeffective area of the MOS capacitor, or by local recrystallization(where the lateral extent of the laser exposed regions controls theeffective area, and therefore, the nominal capacitance of the device bylimiting the active recrystallized and/or dopant activated region of thedevice). Also, as mentioned above, by using a via 45 smaller than theprinted semiconductor component dimensions and thus positioning theactive area of the MOS capacitor away from potentially detrimental edgeregions, the impact of potentially detrimental edge effects can bereduced. It may also be possible to use a high precision printingtechnique, such as ink jet printing, syringe dispensing, stenciling,screen printing, aerosol jet printing, etc., to define the capacitorsize by printing a top capacitor plate where the overall capacitance ispartially or fully defined by the line width and/or resolution of theprinted conductor feature (in this case, capacitor plate 50).

Blanket deposition of the ILD 40 may be done by extrusion, blade, dip,linear, spin or other coating technique, as well as by local depositiontechniques such as printing or dispensing. In the case of printing ordispensing, this may also serve the purpose of patterning the ILD 40.Patterning of the ILD layer 40 may be done by direct printing of the ILDprecursor materials (e.g., by IJP, screen, gravure, flexography, laserforward transfer, etc.) or indirect patterning (such as with a photo-and/or thermo-patternable precursor material that is exposed by aphotomask, thermal or laser pattern and developed, or extrinsically viaa patterning process such as conventional photolithography, embossing orsimilar technique).

Referring now to FIGS. 10A-10B, in another version of the manufacturingprocess, formation of the ILD 40 and via 45 may precede the depositionof the semiconductor component 30 and/or its associatedcontact/doping/silicide layer(s) 35. This alternative process has theadvantage that the surface energy and/or physical pattern of the ILD 40may direct or pattern the features of a printed semiconductor component30, thereby controlling the physical dimensions of the nonlinear device.

In this case, the physical steps and/or wetting properties of the ILD 40versus the exposed area of the dielectric film 20 within via 45 mayserve to pattern or otherwise control the extent to which thesemiconductor component precursor solution is deposited or printed,thereby helping to control the tolerances of the circuitry on the EASdevice 100. This can be particularly advantageous in non-swept EAS readsystems, where the reader interrogation/power signal is fixed. In thiscase, the transponder's resonance must closely match that of the readersignal in order for good coupling to occur between the transponder andreader. Controlling the effective capacitor size through the patterningof the ILD 40 provides a means or mechanism for limiting the spread ofthe resonances of the tags (i.e., the tag-to-tag or lot-to-lot resonancefrequency variation) due to manufacturing variations.

In this alternative process, the ILD 40 can define the effective size ofthe semiconductor component 30 (and, optionally, upper semiconductorcomponent layer 35) and/or conductor 55, and therefore control thetolerances for the capacitor size. This may have advantages where theprocesses for making or forming the nonlinear capacitor elements may beof relatively low placement or alignment accuracy (high speed printing,for instance). The ILD 40 is of sufficient thickness that the overlapcapacitance formed between the top conductors 50/55 (including thecapacitor plates and the strap) and the bottom conductors (including thebottom electrode plate 10 a, inductor 10 b-10 i, and interconnect pad 10j) is not significant in comparison with the capacitance of the regioncontained within the ILD via 45.

However, in the version of the manufacturing process shown in FIGS.4A-6B, the ILD 40 and ILD via 45 are formed after depositing thesemiconductor component 30/35. Again, in this case, the extent of thehigh capacitance MOS active region is effectively defined by the size ofvia 45, and not the area of the printed semiconductor component 30/35.It may be advantageous for the via size to be significantly smaller thanthe semiconductor component size to reduce the impact of edgenonuniformities that may be present (e.g., edge drying effects,roughness, or chemical inhomogeneity that may occur at the edge ofprinted, solution-deposited, or etched semiconductor features).

Forming the Conductor

Referring now to FIGS. 7A-7B, the present method of manufacturing asurveillance and/or identification device generally comprises forming aconductive structure 50, generally configured to provide electricalcommunication between the semiconductor component 30/35 and substrate 10(from which, as will be seen in FIGS. 9A-9B and discussed below, the EAScircuit inductor and bottom capacitor plate can be subsequently formed).In one implementation, the step of forming the conductor 50 comprisesprinting a conductor ink onto the semiconductor component 30/35 and atleast part of the interlayer dielectric 40 (and optionally, onto atleast part of the substrate 10). As for the semiconductorcomponent-forming step(s), the step of forming the conductor may furthercomprises the step(s) of drying and/or curing the conductor ink.Alternatively, the step of forming the conductor comprises depositingthe conductor onto semiconductor component 30/35, the interlayerdielectric, and exposed portion(s) of the substrate 10, and etching theconductor to form conductive structure 55 and upper capacitor plate 50.Thus, the method generally comprises the step(s) of (1) forming theconductive structure 50/55 such that it is in electrical communicationwith at least one of (and preferably both of) the semiconductorcomponent 30/35 and the substrate 10, and/or (2) forming the conductivestructure 50/55 after the semiconductor component 30.

In preferred implementations, the top electrode (e.g., conductor 55)further includes an interconnect pad 58 from the outside of theto-be-formed inductor coil 10 b-10 h (see, e.g., FIG. 1) and an upper,charge-injecting plate or electrode 50 of the MOS capacitor. Similar tothe semiconductor element 30, the top electrode may be formed byprinting (e.g., by inkjet printing, screen printing, syringe dispensing,micro-spotting, gravure printing, offset printing, flexographic printingor other printing method) one or more conducting inks or conducting inkprecursors onto the upper surface of the structure of FIGS. 6A-6B in thepattern shown in FIG. 7B.

Inclusion of dopants, siliciding components, or other agents (workfunction modulation agents and/or tunneling barrier materials) intoconductive structure 50 may reduce the series resistance and increasethe Q and overall tag performance. Such series resistance reduction maycomprise (i) one or more additives in the top electrode ink and/or (ii)depositing one or more interlayer material(s) between the top electrodeand the underlying semiconductor component 30/35.

Passivation

As shown in FIG. 8, after forming conductive structure 50, the presentmanufacturing method may further comprise the step of passivating (e.g.,forming a passivation layer 60) over the interlayer dielectric 40 andthe conductive structure 50 (and, when exposed, substrate 10). Apassivation layer 60 generally adds mechanical support to the EASdevice, particularly during the substrate etching process, and mayprevent the ingress of water, oxygen, and/or other species that couldcause the degradation or frequency drifting of device performance. Thepassivation layer 60 may be formed by conventionally coating the uppersurface of the device 100 with one or more inorganic barrier layers suchas a polysiloxane and/or a nitride, oxide and/or oxynitride of siliconand/or aluminum, and/or one or more organic barrier layers such asparylene, a fluorinated organic polymer (e.g., as described above), orother barrier material.

Forming the Inductor and/or Lower Capacitor Plate

FIGS. 9A-9B respectively show cross-sectional and bottom views of EASdevice 100, in which substrate 10 has been patterned and etched to formlower capacitor plate 10 a, inductor 10 b-10 i and interconnect area 10j. Thus, the present manufacturing method further comprising the step ofetching the electrically functional substrate, preferably wherein theetching forms an inductor and/or a capacitor plate (i) capacitivelycoupled to semiconductor component 30 under one or more predeterminedconditions (such as above the predetermined threshold voltage describedabove) and/or (ii) complementary to the upper capacitor plate 50 formedas part of the conductive structure 55.

The substrate 10 (see FIG. 8) can be patterned by conventionalphotolithography, or by contact printing or laser patterning of a resistmaterial applied to the backside (non-device side) of substrate 10. Thesubstrate 10 can then be etched with standard wet (e.g., aqueous acid)or dry (e.g., chlorine, boron trichloride) etches to form the capacitorplate 10 a, inductor 10 b-10 i and interconnect pad 10 j. The patterningand/or etching steps may be thermally, optically or electricallyassisted. The substrate 10 may also be patterned by direct means such asmilling, laser cutting, stamping, or die-cutting.

A backing and/or support layer may be desired or required to providemechanical stability and/or protection for the non-passivated side ofthe device 100 during later handling and/or processing. Thus, thepresent manufacturing method may further comprise the step of adding asupport or backing to the etched electrically functional substrate. Thisbacking layer may be added by lamination to paper or a flexiblepolymeric material (e.g., polyethylene, polypropylene, polyvinylchloride, polytetrafluoroethylene, a polycarbonate, an electricallyinsulating polyimide, polystyrene, copolymers thereof, etc.) with theuse of heat and/or an adhesive. Where the backing comprises an organicpolymer, it is also possible to apply the backing layer from a liquidprecursor by dip coating, extrusion coating or other thick film coatingtechnology.

An Exemplary Method of Tracking Articles Using the Present EAS and/or RFTags/Devices

The present invention further relates to method of detecting an item orobject in a detection zone comprising the steps of: (a) causing orinducing a current in the present device sufficient for the device tobackscatter detectable electromagnetic radiation (preferably at afrequency that is an integer multiple or an integer divisor of anapplied electromagnetic field), (b) detecting the detectableelectromagnetic radiation, and optionally, (c) selectively deactivatingthe device. Generally, currents and voltages are induced in the presentdevice sufficient for the device to backscatter detectableelectromagnetic radiation when the device is in a detection zonecomprising an oscillating electromagnetic field. This oscillatingelectromagnetic field is produced or generated by conventional EASand/or RFID equipment and/or systems. The present method of use mayfurther comprise attaching, affixing or otherwise including the presentdevice on or in an object or article to be detected. Furthermore, inaccordance with an advantage of the present device, it may bedeactivated by non-volatile shifting of the thresholds (i.e., positionof the CV curve features versus voltage) or capacitance of the device inresponse to an applied electromagnetic field having sufficient strengthand an effective oscillating frequency to induce a current, voltageand/or resonance in the device. Typically, the device is deactivatedwhen the presence of the object or article in the detection zone is notto be detected or otherwise known.

The use of electronic article surveillance or security systems fordetecting and preventing theft or unauthorized removal of articles orgoods from retail establishments and/or other facilities, such aslibraries, has become widespread. In general, EAS systems employ a labelor security tag, also known as an EAS tag, which is affixed to,associated with, or otherwise secured to an article or item to beprotected or its packaging. Security tags may have many different sizes,shapes and forms, depending on the particular type of security system inuse, the type and size of the article, etc. In general, such securitysystems are employed for detecting the presence or absence of an activesecurity tag as the security tag and the protected article to which itis affixed pass through a security or surveillance zone or pass by ornear a security checkpoint or surveillance station.

The present tags are designed at least in part to work with electronicsecurity systems that sense disturbances in radio frequency (RF)electromagnetic fields. Such electronic security systems generallyestablish an electromagnetic field in a controlled area defined byportals through which articles must pass in leaving the controlledpremises (e.g., a retail store). A tag having a resonant circuit isattached to each article, and the presence of the tag circuit in thecontrolled area is sensed by a receiving system to denote theunauthorized removal of an article. The tag circuit may deactivated,detuned or removed by authorized personnel from any article authorizedto leave the premises to permit passage of the article through thecontrolled area equipped with alarm activation. Most of the tags thatoperate on this principle are single-use or disposable tags, and aretherefore designed to be produced at low cost in very large volumes.

The present tags may be used (and, if desired and/or applicable,re-used) in any commercial EAS and/or RFID application and inessentially any frequency range for such applications. For example, thepresent tags may be used at the frequencies, and in the fields and/orranges, described in the Table below:

TABLE 1 Exemplary applications. Preferred Range/Field Range/Field ofPreferred of Detection/ Detection/ Exemplary Commercial FrequenciesFrequencies Response Response Application(s) 100-150 KHz 125-134 KHz upto 10 feet up to 5 feet animal ID, car anti-theft systems, beer kegtracking about 13.56 MHz 13.56 MHz up to 10 feet up to 5 feet inventorytracking (e.g., libraries, apparel, auto/ motorcycle parts), buildingsecurity/access 800-1000 MHz 868-928 MHz up to 30 feet up to 18 feetpallet and shipping container tracking, shipyard container tracking2.4-2.5 GHz about 2.45 GHz up to 30 feet up to 20 feet auto toll tags

Deactivation methods generally incorporate remote electronicdeactivation of a resonant tag circuit such that the deactivated tag canremain on an article properly leaving the premises. Examples of suchdeactivation systems are described in U.S. Pat. No. 4,728,938 and U.S.Pat. No. 5,081,445, the relevant portions of each of which areincorporated herein by reference. Electronic deactivation of a resonantsecurity tag involves changing or destroying the detection frequencyresonance so that the security tag is no longer detected as an activesecurity tag by the security system. There are many methods availablefor achieving electronic deactivation. In general, however, the knownmethods involve either short circuiting a portion of the resonantcircuit or creating an open circuit within some portion of the resonantcircuit to either spoil the Q of the circuit or shift the resonantfrequency out of the frequency range of the detection system, or both.

At energy levels that are typically higher than the detecting signal,but generally within FCC regulations, the deactivation apparatus inducesa voltage in the resonant circuit of the tag 100 sufficient to cause thedielectric film 20 between the lower capacitor plate 10 a andsemiconductor component 30 to break down. Thus, the present EAS tag 100can be conveniently deactivated at a checkout counter or other similarlocation by momentarily placing the tag above or near the deactivationapparatus.

The present invention thus also pertains to article surveillancetechniques wherein electromagnetic waves are transmitted into an area ofthe premises being protected at a fundamental frequency (e.g., 13.56MHz), and the unauthorized presence of articles in the area is sensed byreception and detection of electromagnetic radiation emitted by thepresent EAS device 100. This emitted electromagnetic radiation maycomprise second harmonic or subsequent harmonic frequency wavesreradiated from sensor-emitter elements, labels, or films comprising thepresent EAS device that have been attached to or embedded in thearticles, under circumstances in which the labels or films have not beendeactivated for authorized removal from the premises.

A method of article surveillance or theft detection according to oneaspect of the present invention may be understood with the followingdescription of the sequential steps utilized. The present EAS tag 100(for example, formed integrally with a price label) is attached to orembedded in an item, article or object that may be under systemsurveillance. Next, any active EAS tags 100 on articles that have beenpaid for or otherwise authorized for removal from the surveillance areamay be deactivated or desensitized by a deactivation apparatus operator(e.g., a checkout clerk or guard) monitoring the premises. Thereafter,harmonic frequency emissions or reradiation signals or electromagneticwaves or energy from tags 100 that have not been deactivated ordesensitized are detected as they are moved through a detection zone(e.g., an exit or verification area) in which a fundamental frequencyelectromagnetic wave or electrical space energy field is present. Thedetection of harmonic signals in this area signifies the unauthorizedpresence or attempted removal of unverified articles with active tags100 thereon, and may be used to signal or trigger an alarm or to lockexit doors or turnstiles. While the detection of tag signals at afrequency of 2× or ½ the carrier or reader transmit frequency representsa preferred form of the method of use, other harmonic signals, such asthird and subsequent harmonic signals, as well as fundamental and othersubharmonic signals, may be employed.

Exemplary Process Flow

The following table contains a simplified example of a process flow formanufacturing a MOS capacitor tag using the inductor/bottom capacitorplate as the substrate. There are numerous other variants of this flow.

TABLE 2 Exemplary process flow. Module Step Process Comment SubstrateSubstrate <100 um Al sheet 25-100 μm Al foil/sheet Dielectric form Al₂O₃anodize Al ->Al₂O₃ 100-200 Å oxide Pattern Al₂O₃ low resolution resistMay be used to define a 100 μm (or greater) strap to inductor contactarea Si Silane print/polymerize inkjet print + UV irradiation, slotcoat + UV irradiation Silane - Si conversion Laser, flash oven Typicalanneal at 400-450 C. for 20 anneal, RTA, min in inert atmosphereRecrystallization and/or Laser or flash lamp Pulsed excimer laserrecrystallization Dopant activation anneal and dopant activation ispreferred for liquid silane-derived Si. Doped contact layer Depositionor Rc < 10 Ohm, <1 Ohm preferably diffusion from solid or vapor sourceRecrystalization and/or Laser or flash lamp Pulsed excimer laserrecrystallization Dopant activation anneal and dopant activation hasbeen demonstrated for liquid-silane derived Si. ILD planarize/ILDpolyimide/ About 1-10 μm thickness preferred to photopolymer/ minimizetop electrode/strap SOG coat overlap parasitic capacitance Pattern ILDLaser pattern, photo Pattern feature size ~100-1000 μm pattern TopDeposit top electrode Sputter, IJP, screen, Electrode/ metal stencil,gravure, Strap flexographic, aerosol, etc. Pattern top metalcontact/laser pattern 5-20 μm, depending on strap line resist width andmetal conductivity. Etch top metal web bath etch If required; may beuseful to laminate or coat the substrate bottom surface to preventundesired etching Passivate/ Top surface passivation; laminate/extrude/Etch resistance during inductor coil laminate laminate to support/ sprayetch, may provide mechanical provide protective stability backingInductor Inductor pattern web contact print, contact printer, Creo,AGFA, DNS, laser resist etc. Inductor Etch web bath etch

Models of Reproducible Breakdown Voltage and Nonlinear Behavior Example1

4N Aluminum sheets (Al 1199; nominally 20-100 μm thick, having aresistivity of about 3×10⁻⁶ ohm-cm) were anodized in 0.1 wt % aqueouscitric acid solution at pH=5 (adjusted using a 10% KOH solution).Anodization (at currents of from 0.5 mA/cm² to 1 mA/cm², V_(final)=20 V)was used to form controlled thicknesses of low leakage Al₂O₃ dielectricfilms with controlled breakdown voltages on the Al sheet, therebyproviding a suitable model for MOS dielectric film 20 and a deactivationmechanism for tag 100. The I(V) curves shown in FIG. 12 were taken fromthe anodized Al sheets, where the ordinate represents the measuredleakage current across the dielectric film at a given voltage (displayedon the abscissa). The anodized films show (1) low leakage at voltagestypical of active EAS operations and (2) breakdown voltages between 10and 20V (as determined by the endpoints of the I-V curves; at greatervoltages, current through the dielectric films increased by orders ofmagnitude, taking the values significantly off scale).

Example 2

An aluminum sheet (Al 1199 coupon; essentially the same as in Example 1)was cleaned in 5 vol % aqueous phosphoric acid at 80-85° C. for 2 min,then anodized in 0.1 wt % aqueous citric acid at pH=5 (adjusted usingdilute aqueous ammonia) as in Example 1, at a maximum current of 1mA/cm² and a V_(final)=20 V, to form a low leakage Al₂O₃ dielectric filmwith a controlled breakdown voltage as a model for MOS dielectric film20 and a deactivation mechanism for tag 100. The I(V) curve shown inFIG. 13 was taken from the anodized Al sheet, where the ordinaterepresents the measured leakage current across the dielectric film at agiven voltage (which is displayed on the abscissa). The anodized filmshows (1) low leakage at voltages typical of active EAS operations and(2) a controlled breakdown voltage at 16.9V.

Example 3

Separately, a model nonlinear MOS capacitor was made. Al (300 nm) wassputtered on a quartz wafer (4″ diameter, 0.5 mm thickness). Thealuminum film was anodized in 0.1 wt % aqueous citric acid solution atpH=5 (adjusted using a 10% KOH solution), using a maximum anodizationvoltage of 20V and a maximum current=0.25 mA/cm². Silicon films (about100 nm thick) were formed directly on the anodized Al film from a liquidsilane precursor ink (generally, an approximately 20 vol % solution of asilane mixture comprising >90% cyclopentasilane in cyclooctane) byUV-spincoating the silane ink onto the anodized film in 2 steps (5 secat 500 rpm and 30 sec at 2000 rpm, under a UV lamp that was turned on 2sec after initiating spin-coating and left on for 32 sec at ˜2 mW/cm²dosage; see, e.g., U.S. Application No. 10/789,274, the relevantportions of which are incorporated herein by reference), then curing thesilane film. The conditions for curing the silane film includedsoft-curing at 100° C. for 10 min, then heating to a temperature of˜400° C. for 20 min under an argon atmosphere, resulting in a relativelycrack-free silicon film. The final structure included in the modelnonlinear MOS capacitor was a top Al electrode 0.3 μm thick (which wasconventionally deposited onto the cured silane film and conventionallydefined, but then subjected to a contact annealing step; see, e.g., U.S.application Ser. No. 10/789,274).

The C-V curve of FIG. 14 demonstrates the feasibility of a number of thekey elements for an EAS tag having a printed MOS capacitor (such as themodel nonlinear MOS capacitor described in this example) which relies onnon-linear behavior (C=f(V)) to generate a unique RF signature. It isgenerally advantageous to have a high C/V slope (dC/C·dV) and that themaximum C/V slope of the curve encompasses or has a center point ormidpoint near or at 0V. While the C(V) curve of FIG. 13 satisfactorilydemonstrates that both of these C(V) conditions are met in this model,the maximum C/V slope is about 20% and is centered between −1 and −2 V.Ideally, for commercial applications, the maximum C/V slope should be atleast 50%, preferably at least 80%, and should be centered (i.e., have acenter point or midpoint) between −1 and 1 V, preferably between −0.5and 0.5 V.

Example 4

A second model nonlinear MOS capacitor was made. Al 1199 coupon (5 cm×5cm) was laminated onto KAPTON tape. The sample was precleaned bysonication in isopropyl alcohol (IPA) for 15 min, then electropolishedby the Brytal method for 10 min at 80° C. and 12V. The oxide on theexposed surface of the Al foil was stripped in dilute aqueous phosphoricacid at 80° C. for 2 min, then the exposed Al foil surface was anodizedin a borate/glycol composition (0.1M ammonium pentaborate in ethyleneglycol), using a maximum anodization voltage of 20V and a maximumcurrent=1 mA/cm². Silicon films were formed on the anodized Al film asdescribed in Example 3. The top electrode was formed from Ag paste(available commercially from PARALEC, located in Rocky Hill, N.J.) bycuring at 300° C. for 10 minutes in air. The top Ag electrode had asurface area of about 1 mm² and a thickness of about 100-500 μm.

The C-V curve for the model nonlinear MOS capacitor of this example isshown in FIG. 15. This curve is nearly centered at 0V, and it shows acapacitance change for the exemplary MOS device of about 7% from −2V to+3V.

CONCLUSION/SUMMARY

Thus, the present invention provides a MOS surveillance and/oridentification tag, and methods for its manufacture and use. Thesurveillance and/or identification device generally comprises (a) aninductor, (b) a first capacitor plate electrically connected to theinductor, (c) a dielectric film on the first capacitor plate, (d) asemiconductor component on the dielectric film, and (e) a conductor onthe semiconductor component that provides electrical communicationbetween the semiconductor component and the inductor. The method ofmanufacture generally comprises the steps of (1) depositing asemiconductor material or semiconductor material precursor on adielectric film, the dielectric film being on an electrically functionalsubstrate; (2) forming a semiconductor component from the semiconductormaterial or semiconductor material precursor; (3) forming a conductivestructure configured to provide electrical communication between thesemiconductor component and the electrically functional substrate; and(4) etching the electrically functional substrate to form (i) aninductor and/or (ii) a second capacitor plate capacitively coupled tothe semiconductor component under one or more predetermined conditions.The method of use generally comprises the steps of (i) causing orinducing a current in the present device sufficient for the device tobackscatter detectable electromagnetic radiation; (ii) detecting thedetectable electromagnetic radiation; and optionally, (iii) selectivelydeactivating the device. The present invention advantageously provides alow cost EAS, RF and/or RFID tag capable of operating (A) in frequencydivision and/or frequency multiplication modes, and/or (B) at arelatively high standard radio frequency (e.g., 13.56 MHz).

The foregoing descriptions of specific embodiments of the presentinvention have been presented for purposes of illustration anddescription. They are not intended to be exhaustive or to limit theinvention to the precise forms disclosed, and obviously manymodifications and variations are possible in light of the aboveteaching. The embodiments were chosen and described in order to bestexplain the principles of the invention and its practical application,to thereby enable others skilled in the art to best utilize theinvention and various embodiments with various modifications as aresuited to the particular use contemplated. It is intended that the scopeof the invention be defined by the Claims appended hereto and theirequivalents.

What is claimed is:
 1. A surveillance and/or identification device, comprising: a) a first capacitor plate; b) an inductor electrically connected to the first capacitor plate; c) a second capacitor plate capacitively coupled to the first capacitor plate and electrically connected to the inductor; and d) a dielectric film between the first and second capacitor plates, wherein the dielectric film comprises an inorganic material and is configured such that application of a deactivating radio frequency electromagnetic field induces a voltage differential across the dielectric film sufficient to deactivate the device by (i) breakdown of the dielectric film or (ii) a changed capacitance of the device.
 2. The device of claim 1, wherein the voltage differential is of about 4 V to about 50 V.
 3. The device of claim 1, wherein the dielectric film has a breakdown voltage of about 5 V to 30 V.
 4. The device of claim 1, wherein the dielectric film comprises an oxide and/or nitride ceramic or glass.
 5. The device of claim 4, wherein the dielectric film comprises silicon dioxide, silicon nitride, silicon oxynitride, aluminum oxide, tantalum oxide, or zirconium oxide.
 6. The device of claim 5, wherein the dielectric film consists essentially of silicon dioxide or aluminum oxide.
 7. The device of claim 4, wherein the dielectric film has a thickness from 50 to 400 Å.
 8. A method of detecting items with a surveillance and/or identification device, comprising: a) causing or inducing a current sufficient for the surveillance and/or identification device to backscatter detectable electromagnetic radiation, the surveillance and/or identification device comprising: i) a first capacitor plate, ii) an inductor electrically connected to the first capacitor plate, iii) a second capacitor plate capacitively coupled to the first capacitor plate and electrically connected to the inductor, and iv) a dielectric film between the first and second capacitor plates, wherein the dielectric film comprises an inorganic material and is configured such that application of a deactivating radio frequency electromagnetic field induces a voltage differential across the dielectric film sufficient to deactivate the surveillance and/or identification device by (i) breakdown of the dielectric film or (ii) a changed capacitance of the device; b) detecting the detectable electromagnetic radiation; and c) optionally, selectively deactivating the surveillance and/or identification device.
 9. The method of claim 8, wherein the voltage differential is of about 4 V to about 50 V.
 10. The method of claim 8, wherein the dielectric film has a breakdown voltage of about 5 V to 30 V.
 11. The method of claim 8, wherein the dielectric film comprises an oxide and/or nitride ceramic or glass.
 12. The method of claim 11, wherein the dielectric film comprises silicon dioxide, silicon nitride, silicon oxynitride, aluminum oxide, tantalum oxide, or zirconium oxide.
 13. The method of claim 12, wherein the dielectric film consists essentially of silicon dioxide or aluminum oxide.
 14. The method of claim 11, wherein the dielectric film has a thickness from 50 to 400 Å.
 15. The method of claim 8, comprising selectively deactivating the EAS tag by short circuiting a first portion of a resonant circuit comprising the first and second capacitor plates and the inductor, or creating an open circuit within a second portion of the resonant circuit to either spoil a Q of the resonant circuit or shift a resonant frequency of the resonant circuit out of a frequency range to be detected when detecting the detectable electromagnetic radiation.
 16. A surveillance and/or identification device, comprising: a) a first capacitor plate; b) an inductor electrically connected to the first capacitor plate; c) a second capacitor plate capacitively coupled to the first capacitor plate and electrically connected to the inductor; and d) a dielectric film between the first and second capacitor plates, wherein the dielectric film comprises an inorganic material and has a breakdown voltage of about 4 V to about 50 V.
 17. The device of claim 16, wherein the dielectric film comprises an oxide and/or nitride ceramic or glass.
 18. The device of claim 17, wherein the dielectric film comprises silicon dioxide, silicon nitride, silicon oxynitride, aluminum oxide, tantalum oxide, or zirconium oxide.
 19. The device of claim 18, wherein the dielectric film consists essentially of silicon dioxide or aluminum oxide.
 20. The device of claim 16, wherein the dielectric film has a breakdown voltage of about 5 V to 30 V.
 21. The device of claim 20, wherein the dielectric film has a thickness from 50 to 400 Å.
 22. The device of claim 16, further comprising a conductive strap configured to provide an electrical connection between the second capacitor plate and the inductor.
 23. The device of claim 22, further comprising a second dielectric layer configured to provide an electrical separation between the inductor and the conductive strap.
 24. The device of claim 22, wherein the conductive strap comprises (i) a pad portion for electrical communication with the inductor and (ii) one or more wire portions electrically connecting the second capacitor plate and the pad portion.
 25. The device of claim 22, wherein the second capacitor plate and the conductive strap comprise a unitary conductive structure.
 26. The device of claim 16, wherein the device comprises an electronic article surveillance (EAS) tag.
 27. The device of claim 16, wherein the device comprises a radio frequency identification (RFID) tag.
 28. The device of claim 16, wherein the inductor is a coil comprising an electrically conductive material.
 29. The device of claim 28, wherein the inductor comprises a metal foil or a printable conductive material.
 30. The device of claim 28, wherein the inductor comprises aluminum, titanium, copper, silver, chromium, molybdenum, tungsten, nickel, gold, palladium, platinum, zinc, iron, or an alloy thereof.
 31. The device of claim 28, wherein the dielectric film comprises or consists essentially of an oxide corresponding to the electrically conductive material.
 32. The device of claim 16, wherein the first and/or second capacitor plates comprise a metal.
 33. The device of claim 32, wherein the first and second capacitor plates comprise aluminum, titanium, copper, silver, chromium, molybdenum, tungsten, nickel, gold, palladium, platinum, zinc, iron, or an alloy thereof.
 34. A method of detecting items with a surveillance and/or identification device, comprising: a) causing or inducing a current sufficient for the surveillance and/or identification device to backscatter detectable electromagnetic radiation, the surveillance and/or identification device comprising: i) a first capacitor plate, ii) an inductor electrically connected to the first capacitor plate, iii) a second capacitor plate capacitively coupled to the first capacitor plate and electrically connected to the inductor, and iv) a dielectric film between the first and second capacitor plates, wherein the dielectric film comprises an inorganic material and has a breakdown voltage of about 4 V to about 50 V; b) detecting the detectable electromagnetic radiation; and c) optionally, selectively deactivating the surveillance and/or identification device.
 35. The method of claim 34, wherein the dielectric film comprises an oxide and/or nitride ceramic or glass, and has a thickness from 50 to 400 Å.
 36. The method of claim 34, wherein the dielectric film has a breakdown voltage of about 5 V to 30 V.
 37. The method of claim 34, wherein the dielectric film comprises silicon dioxide, silicon nitride, silicon oxynitride, aluminum oxide, tantalum oxide, or zirconium oxide.
 38. The method of claim 34, comprising selectively deactivating the surveillance and/or identification device by short circuiting a first portion of a resonant circuit comprising the first and second capacitor plates and the inductor, or creating an open circuit within a second portion of the resonant circuit to either spoil a Q of the resonant circuit or shift a resonant frequency of the resonant circuit out of a frequency range to be detected when detecting the detectable electromagnetic radiation. 